-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K+5/LrF+2IhyzP0IkqiqawPbgpuQwfhB/NhHgq8L6FYIxCAHSQeGIforjS2nsOiP 4hGyO+8wZgIf/pOW77dD9w== 0000822708-97-000002.txt : 19970222 0000822708-97-000002.hdr.sgml : 19970222 ACCESSION NUMBER: 0000822708-97-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ZOOM TELEPHONICS INC CENTRAL INDEX KEY: 0000822708 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 042621506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46053 FILM NUMBER: 97535172 BUSINESS ADDRESS: STREET 1: 207 SOUTH ST CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 6174231072 MAIL ADDRESS: STREET 1: 207 SOUTH ST CITY: BOSTON STATE: MA ZIP: 02111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MANNING FRANK BLASE CENTRAL INDEX KEY: 0000938721 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 207 SOUTH STREET CITY: BOSTON STATE: MA ZIP: 02111 SC 13G/A 1 SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4) Zoom Telephonics Inc. ____________________________________________________ (Name of Issuer) Common Stock ____________________________________________________ (Title of Class of Securities) 9876E 10 3 ____________________________________________________ (CUSIP Number) Check the following box if a fee is being paid with this statement ( ). A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item i; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing informaton which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities and Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 98976E-10-3 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Frank Blase Manning ________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) _______ N/A (b) _______ ________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________ 5. SOLE VOTING POWER 657,140 shares __________________________________ 6. SHARED VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY __________________________________ OWNED BY EACH 7. SOLE DISPOSITIVE POWER REPORTING 657,140 shares PERSON WITH __________________________________ 8. SHARED DISPOSITIVE POWER -0- ________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 657,140 shares ________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES N/A ________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.8% ________________________________________________________________ 12. TYPE OF REPORTING PERSON IN Item 1(a) Name of Issuer: Zoom Telephonics Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 207 South Street, Massachusetts 02111 Item 2(a) Name of Person Filing: Frank B. Manning Item 2(b) Address of Principal Business Office or, if none, Residence: 207 South Street, Boston, Massachusetts 02111 Item 2(c) Citizenship: USA Item 2(d) Title of Class of Securities: Common Stock, no par value Item 2(e) CUSIP Number: 98976E 10 3 Item 3 Not Applicable Item 4 Ownership: (a) Amount Beneficially Owned: 657,140 shares (b) Percent of Class: 8.8% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: 657,140 shares (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 657,140 shares (iv) shared power to dispose or to direct the disposition of: -0- Item 5 Ownership of Five Percent or Less of Class: Not Applicable Item 6 Ownership of More then Five Percent on Behalf of Another Person: Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice or Dissolution of Group: Not Applicable Item 10 Certification: Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 ____________________________ Date /s/Frank B. Manning ____________________________ Signature Frank B. Manning ____________________________ Name EX-99 2 ORIGINAL 13G FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Zoom Telephonics Inc. ____________________________________________________ (Name of Issuer) Common Stock ____________________________________________________ (Title of Class of Securities) 9876E 10 3 ____________________________________________________ (CUSIP Number) Check the following box if a fee is being paid with this statement ( X). A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item i; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing informaton which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities and Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 98976E 10 3 13G PAGE 2 OF 3 1) Frank Blase Manning, 497 54 7495 2) Not applicable 3) 4) U.S.A. 5) 931,987 (915,987 shares plus 16,000 options exercisable within 60 days) 6) Not applicable 7) 931,987 8) Not applicable 9) 931,987 10) Not applicable 11) 16.7% 12) IN CUSIP NO. 98976E 10 3 13G PAGE 3 OF 3 Schedule 13G Attachment 1a) Zoom Telephonics, Inc. 1b) 207 South Street, Boston, MA 02111 2a) Frank Blase Manning 2b) Zoom Telephonics, 207 South Street., Boston, MA 02111 2c) U.S.A. 2d) Common stock 2e) 98976E 10 3 3) Not applicable 4a) 931,987 (915,987 shares plus 16,000 options exercisable within 60 days) 4b) 16.7% 4ci) 931,987 4cii)Not applicable 4ciii) 931,987 4civ)Not applicable 5) Not applicable 6) Not applicable 7) Not applicable 8) Not applicable 9) Not applicable 10) Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1991 ____________________________ Date /s/Frank B. Manning ____________________________ Signature Frank B. Manning ____________________________ Name -----END PRIVACY-ENHANCED MESSAGE-----